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07:09 AM, Mar. 21, 2010
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    • More Top Stories

      Top Stories

      • ITG Plans Australia POSIT Launch
      • Liffe Clearing Overhauls System
    • More Trading

      Trading

      • Tullet Prebon To Speed Up Hiring Efforts
      • Misra Plans Hires, Matching Engine Launch
    • More Post Trade

      Post Trade

      • OCC Revises Clearing Fund Formula
      • BNY Mellon Asset Servicing Eyes Expansion
    • More Research

      Research

      • Small-Cap Research Gains Ground
      • Securities Firm Expands Research
    • More Regulation

      Regulation

      • SIFMA: FINRA Membership Plan Flawed
    • More People & Firms

      People & Firms

      • Broadridge Appoints Head for Continental Europe
      • Calendar--Week of March 22, 2010
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    • Previously in Wall Street Letter

      • Citigroup REITs Analyst Moves To FBR

        David Toti, senior REITs analyst, left Citigroup last week to run the Real Estate Research group at FBR Capital Markets. Toti focuses on multifamily and apartment REITs.

      • ICE Snags IDCG’s Edmonds

        The IntercontinentalExchange has appointed Chris Edmonds president of ICE Trust U.S., the exchange’s credit default swap clearinghouse.

      • Merrill Lynch Nabs MSSB Manager

        Merrill Lynch Wealth Management has hired Jimmy Tighe from Morgan Stanley Smith Barney as Business and Resource Integration Executive, a newly created position.

      • HFT Shops Scoff At Sponsored Access Requirement

        As written, current sponsored access proposals that require broker-dealers to provide pre-trade risk checks will be difficult to enforce and will do little to help the risk management problem, said high-frequency trading firm officials at a TradeTech U.S.A. panel on Wednesday.

      • Knight To Offer Institutional Clients Facilitation Capital

        Knight Capital Group is planning to provide facilitation capital to complete institutional client trades as the final leg of its options capabilities build-out for institutional clients, according to Reginald Brown, co-head of listed.

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    Quote of the Week

    • "The SEC did exactly what we were afraid they would do: that is, they made mistakes in the stock business by insisting on pennies in every stock and including the most inactive stocks [and] preferred top of the book liquidity."
    • --Bill Brodsky, chairman and ceo of the Chicago Board Options Exchange, speaking at the Futures Industry Association's International Futures Industry conference on the inherent flaws in the options penny pilot.

    • Rising Stars

      • 20 Rising Stars of Mutual Funds - 2008
      • The 20 Rising Stars of Compliance - 2007
      • The 20 Rising Stars of Retirement Plan Advisors - 2007
      • The 20 Rising Stars of Wealth Management – 2007
      • The 20 Rising Stars of Hedge Funds – 2007
      • The 20 Rising Stars of Real Estate – 2007
    • Special Issues

      • 2008 Global ETF Update
      • 2008 Global Exchanges & ETFs Report
      • Electronic Trading Report
      • Global ETF Update

    wall street letter POLL

    In 2010, what rule proposal do you expect the SEC will resolve first?

     
     
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