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03:03 PM, Mar. 12, 2010
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People & Firms   

  • Canaccord Nabs Macquarie Sales Trading Team
    03/05/2010

    Canaccord Adams Limited, the U.K.-based subsidiary of Canaccord Adams, has brought on the sales trading team of Ken Wesson, Daniel Addison, Andy Wilson and Stephen O'Brien.

  • Canadian Bank Picks Up CIBC Analyst
    03/05/2010

    Jacob & Co. Securities, a Toronto-based independent investment bank, has hired former CIBC analyst Rob Pare to cover oil and gas companies both in Canada and international locations.

  • CME Adds Ex-NYSE Exec In Government Relations
    03/05/2010

    The CME Group has appointed Linda Rich as managing director of government relations, effective March 22. Rich was previously senior v.p. of government relations at NYSE Euronext.

  • LCH.Clearnet Names Chairman's Replacement
    03/05/2010

    LCH.Clearnet's board of directors has named Jacques Aigrain as its non-executive chairman, effective April 6.

  • RBC Adds Financial Consultants
    03/05/2010

    Royal Bank of Canada's wealth management division has brought on a team of financial advisers from Stifel Nicolaus.

  • ICE Snags IDCG’s Edmonds
    02/26/2010

    The IntercontinentalExchange has appointed Chris Edmonds president of ICE Trust U.S., the exchange’s credit default swap clearinghouse.

  • Merrill Lynch Nabs MSSB Manager
    02/26/2010

    Merrill Lynch Wealth Management has hired Jimmy Tighe from Morgan Stanley Smith Barney as Business and Resource Integration Executive, a newly created position.

  • BTIG Picks Up Pali Sales Traders
    02/26/2010

    BTIG has made two senior hires in the U.S. Brad Berk and Michael Stamberger have joined BTIG's Institutional Equities Division as managing directors and senior sales traders.

  • CME Expands Executive Roles
    02/26/2010

    The CME Group has expanded the roles of several executives. Bryan Durkin will oversee the Products & Services Division in addition to fulfilling the responsibilities of chief operating officer.

  • LSE Appoints Lester Turquoise CEO
    02/26/2010

    The London Stock Exchange Group has appointed David Lester ceo of Turquoise, a job he will perform in addition to his role as director of information services for LSEG.

  • OptionsCity Builds Advisory Board
    02/26/2010

    OptionsCity has added Patrick Kenny to its board of advisors.

  • RBC Recruits UBS Team
    02/26/2010

    RBC Wealth Management has hired Thomas Brockley, a financial adviser, from UBS.

  • CME Announces Managing Director Promotions
    02/19/2010

    The CME Group has announced a series of promotions for directors at the firm, all of whom have been promoted to managing director as of Feb. 14.

  • Collins Stewart Brings On Director, Associate
    02/19/2010

    Collins Stewart has hired Henry Herbe as senior managing director and head of the U.S. Capital Markets Group.

  • Olympia Nabs Morgan Stanley Vet
    02/19/2010

    Olympia Capital Markets Group has hired 16-year Morgan Stanley veteran Jeffrey Girsky to lead its institutional trading desk.

  • R.J. O'Brien Brings On Metal Brokerage Duo
    02/19/2010

    R.J. O'Brien, the largest independent futures brokerage firm in the U.S., has hired the metals brokerage team of Janet Mirasola and Stacy Winters to work in the firm's New York office.

  • TABB Group Hires Industry Vet
    02/19/2010

    The TABB Group has hired Paul Rowady as a senior analyst for the firm's U.S. research team.

  • BNY ConvergEx Announces Research Provider Awards
    02/12/2010

    The BNY ConvergEx Group announced the results of its Jaywalk Independent Research Provider Performance Award Program for the second half of 2009.

  • First New York Opens Florida Office
    02/12/2010

    First New York Securities, a proprietary trading firm, has opened an office in Boca Raton, Fla. Michael Macleod will be head of the new office and managing director.

  • Highwater Capital Brings On Analyst
    02/12/2010

    Highwater Capital Management has hired Mohshin Bashir as a research analyst. Bashir joins the firm from TD Securities, where he worked as a senior analyst covering preferred shares, convertible debentures and fixed income.

  • LSE Appoints CIO
    02/12/2010

    The London Stock Exchange Group has appointed Antoine Shagoury to the role of chief information officer.

  • Schroders Exec Joins ITG Board
    02/12/2010

    Steven Wood, global head of trading at Schroder Investment Management, has been appointed to Investment Technology Group's board of directors.

  • Schwab Executive Moves To Cetera Financial
    02/12/2010

    Barnaby Grist, an executive for investment-adviser custody business for Charles Schwab, is leaving the company to join Cetera Financial Group.

  • Baird Picks Up MSSB Adviser
    02/05/2010

    Baird Private Wealth Management, a unit of Robert W. Baird, has hired Dennis Rowland from Morgan Stanley Smith Barney to run a new office in St. Paul, Minn.

  • Barclays Snags OpCo Advisers
    02/05/2010

    Barclays Wealth has recruited a team of investment representatives from Oppenheimer & Co. in the firm's Washington DC office.

  • Correlix Snags Ex-Credit Suisse Exec
    02/05/2010

    Correlix has appointed Gil Shaked as its ceo. Shaked succeeds Shawn Melamed, the vendor's founder, who will remain with the firm as president and chief technology officer.

  • Deutsche Adds Sales Traders
    02/05/2010

    Deutsche Bank Securities has hired Chris O'Hea and Robert Garofolo as equity sales traders and directors in the firm's institutional client group.

  • MF Global Selects Indy Board Members
    02/05/2010

    MF Global Holdings has added industry vets David Bolger and David Gelber to its board of directors as independent members.

  • Nomura Recruits Deutsche Bank Analyst
    02/05/2010

    Nomura has hired senior banking analyst Lucy Feng for its China equity research team.

  • Cantor Fitzgerald Brings On Analysts, Sales Head
    01/29/2010

    Cantor Fitzgerald has hired analysts Michael Diana and Edgar Roesch as well as Brian Devlin to run research sales for the firm's equity research group.

  • Collins Stewart Hires Global Relationship Manager
    01/29/2010

    Brian McKenna has joined Collins Stewart as managing director and global relationship manager.

  • Merrill Lynch Nabs MSSB, UBS Advisers
    01/29/2010

    Merrill Lynch recently recruited teams of advisers. Emerson Knowles and Joseph Spicer joined the Cincinnati office from Morgan Stanley Smith Barney.

  • Morgan Stanley Realigns Private Wealth Group
    01/29/2010

    Andy Saperstein, head of U.S. wealth management at Morgan Stanley, will now also lead its ultra high-net worth business.

  • MSSB Recruits UBS Advisers
    01/29/2010

    Morgan Stanley Smith Barney has recently recruited four UBS advisers.

  • Neonet Unveils Hong Kong Locale
    01/22/2010

    Neonet has opened its Hong Kong office in an attempt to extend its services in the region.

  • Financial Marketing Group Adds Job Board
    01/22/2010

    The Professional Association for Investment Communications Resources (PAICR) has launched a job board, a shift in its previous mandate to maintain a passive involvement in financial services industry recruiting.

  • Baird Recruits MSSB Managers
    01/22/2010

    Baird Private Wealth Management, a unit of Robert W. Baird & Co., recently recruited two branch managers from Morgan Stanley Smith Barney.

  • Merrill, RBC Nab Smith Barney Teams
    01/22/2010

    Merrill Lynch and RBC have both recently recruited Smith Barney advisor teams. Emerson Knowles and Joseph Spicer have joined Merrill's branch in Cincinnati.

  • RJO Appoints ICE Vet General Counsel
    01/22/2010

    Independent futures broker R.J. O'Brien & Associates has appointed James Falvey as its corporate general counsel.

  • ConvergEx Launches Sales Office in Sydney
    01/15/2010

    BNY ConvergEx has promoted Christ O'Connor from director of European sales for Eze Castle Software to head of Australian sales for Eze OMS, the firm's management system, in its new sales office in Sydney, Australia.

  • Credit Suisse Hires REITs Research Team
    01/15/2010

    Credit Suisse has hired a new real estate investment trust (REIT) research team for its Australian equities business.

  • ICE Shuffles Creditex Leadership
    01/15/2010

    The IntercontinentalExchange is shuffling the leadership of its Creditex unit in response to several high level departures.

  • MSSB Recruits Financial Advisors
    01/15/2010

    Morgan Stanley Smith Barney recently recruited two financial advisers from UBS.

  • Newedge Names Asia, FICC Heads
    01/15/2010

    Newedge has appointed Laurent Cunin its head of the Asia Pacific Region, replacing Pierre Gay, who will take over as global head of fixed income, currency and commodities.

  • Polaris Brings On Analyst
    01/15/2010

    Polaris Capital Management has hired Eleanor Marsh as a research analyst to cover global and internal equities in Asian markets.

  • Ticonderoga Snags Four From Newedge
    01/15/2010

    Ticonderoga Securities has added four staffers to its equity derivatives group, all from Newedge, in an effort to further position itself.

  • MSSB Women FA Forum Grows
    01/08/2010

    Morgan Stanley Smith Barney’s Women Financial Advisors Forum (WFAF), a blog for women interested in a career as a financial advisor, has attracted more than 25,000 visitors since its inception in July (WSL Online, 7/08).

  • Blackmont Loses Analysts
    01/08/2010

    Blackmont Capital has lost a handful of analysts recently.

  • Brenner Joins Canadian Brokerage
    01/08/2010

    Andrew Brenner, formerly the head of the ISE Stock Exchange, has joined Electronic Brokerage Systems, a subsidiary of Belzberg Technologies, as president of U.S. operations.

  • Credit Suisse Reassigns Analysts
    01/08/2010

    Credit Suisse is reassigning analyst coverage for Japanese companies

  • IDCG Appoints O'Connor CEO
    01/08/2010

    The International Derivatives Clearing Group has appointed Garry O'Connor, previously chief product officer, as its ceo, effective immediately.

  • OCC Promotes Officers
    01/08/2010

    The Options Clearing Corp. has promoted three officers in risk and operations.

  • R.W. Pressprich Adds Handful Of Staff
    01/08/2010

    R.W. Pressprich & Co., an independent fixed-income and equity broker-dealer, has recently made a handful of hires.

  • Instinet Vet To Head Newedge Americas
    12/18/2009

    John Fay, formerly co-ceo and co-president of Instinet, has been named senior managing director and head of the Americas region for Newedge.

  • Jefferies Adds To Emerging Markets Team
    12/18/2009

    Jefferies has hired Peter Timpson as senior v.p. of emerging markets trading.

  • Merrill Lynch Nabs Wells Fargo, MSSB FAs
    12/18/2009

    Merrill Lynch recently recruited Walker Henderson from Wells Fargo.

  • BATS' Bracco To Head Sales
    12/11/2009

    BATS Exchange has promoted Joe Bracco to head of U.S. sales and v.p. as it prepares to launch its options exchange and a second equities exchange next year.

  • BNY Mellon Hires Head of Client Relations
    12/11/2009

    BNY Mellon Asset Servicing has appointed Jeannine Lehman as head of client relations within its international securities lending business.

  • CME Appoints U.K.-Based Clearing Chairman
    12/11/2009

    The CME Group has appointed Otto Nageli its chairman designate for CME Clearing Group.

  • MSSB Recruits UBS Adviser Team
    12/11/2009

    Morgan Stanley Smith Barney recently hired a team of financial advisers from UBS.

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